Feb 16, 2010
Investors Awarded Full Recovery FORT LAUDERDALE, Fla., Feb. 16 — A former school teacher and her husband, who were victimized by her stockbroker brother, have been awarded full recovery of all losses plus interest, attorney fees, forum fees and costs by a FINRA...
Feb 8, 2010
Archived news about Calton & Associates and stockbroker Kenneth Popek As reported in Investment News By Bruce Kelly. A sister who sued her brother and his brokerage firm won a $608,000 arbitration decision last month in a case that alleged, among other claims,...
Jun 22, 2009
..as reported in the Daily Business Review JUSTICE WATCH by John Pacenti Mark Tepper, a former New York prosecutor now in Fort Lauderdale, has carved out a practice fighting for consumers who lost money to questionable brokerage practices. It’s not big money – except...
May 20, 2009
FORT LAUDERDALE, FL. – The law firm of Securities Fraud Attorney Mark A. Tepper announced today that a Financial Industry Regulatory Authority (FINRA) arbitration panel has upheld a claim against Merrill Lynch (MER) for allegedly recommending an unsuitable, high risk...