Securities Law
During his tenure in New York City, Mr. Tepper was a former Assistant Attorney General and Chief Trial Counsel at the Bureau of Investor Protection and Securities for the New York Attorney General. As an attorney representing the individual investor for more than 40 years, Mr. Tepper has earned the highly regarded reputation of “Investor Advocate.” He has amassed a solid track record of cases representing investors.
Since 1979 Mr. Tepper’s legal expertise has been sought as an expert source for the media including The New York Times, The Miami Herald, The Sun Sentinel, The Daily Business Review, Investment News, Law.com, Financial Planning Magazine and Bank Investment Consultant.
The Mark A. Tepper law firm specializes in cases involving abusive sales practices in the securities industry. The firm uses mediation, arbitration or litigation, if necessary, to resolve claims on behalf of individual investors who have lost most or all of their money in their retirement savings or other investments, when the broker and/or the firm violates FINRA Rules.
The firm fights on behalf of its clients against failure by brokers to make suitable recommendations, excessive trading or churning, unauthorized trading, misrepresentation, breach of fiduciary duty, unsuitable recommendations, fraud and negligence. Attorney Mark Tepper represents individual investors with their claims against stockbrokers, broker-dealers, investment banks and other financial management companies.