INVESTOR REPRESENTATION
Can I Sue My Broker?
Investment advisers have a fiduciary duty (are required by law) to place their customers’ interests above their own potential commissions when making investment recommendations.
Are you looking for an attorney to sue your broker or financial advisor for recommending an unsuitable investment?
FINRA arbitrators have upheld claims filed by Attorney Mark Tepper against many brokerage firms and the Florida securities fraud attorney has represented hundreds of clients, even taking on giants such as Bank of America, Charles Schwab, Merrill Lynch, Morgan Stanley, Raymond James, Smith Barney, UBS and Wells Fargo.
“As an attorney for investors I enjoy the satisfaction of doing the right thing. I meet people whose lives have been dramatically changed because of broker misconduct; and a successful claim and recovery can give them back their lives. That’s my reason for doing what I do.” Mr. Tepper says.
Client Reviews
“Our CPA referred us to the Mark Tepper law firm because he knew we were in the right but needed an experienced attorney who could go to bat for us on our claim against a big brokerage firm. We’re certainly very happy that we chose Mark Tepper as our attorney. ”
– Retired School Teacher and her Husband
“We are sincerely thankful to have found an attorney with your expertise in cases of recovery like ours. Thank you for your excellent work on this claim on behalf of our son. To say a load has been lifted from my mind regarding this claim is an understatement. Our son means the world to his mother and me.”
– Multinational Pharmaceutical Company Retiree
“Thank you for everything, we really appreciate all your good work!”
– A family, whose broker blamed the Tsunami for their stock investment losses. They were awarded all their money back, plus interest, costs and attorney’s fees.
“I couldn’t have hoped for a better result. Especially since I’m about to get married and begin a new journey.”
– Florida State University Alum after recovering all losses in graduation savings following a FINRA claim filed on his behalf by the Mark A. Tepper law firm.
Attorney Mark A. Tepper was Chief Trial Lawyer at the New York Attorney General’s Bureau of Investor Protection and Securities
Securities fraud lawyer, Mark A. Tepper is highly rated by his peers among the best lawyers in Ft. Lauderdale, Florida and indeed, the best lawyers in the country.
Attorney Mark Tepper, is also a former Assistant Attorney General and Chief Trial Counsel at the Bureau of Investor Protection and Securities for the New York Attorney General, and represents the interests of investors for more than 40 years.
A member of the Florida, New York and California Bars, Mr. Tepper has achieved the AV Preeminent® Rating, the highest rating of lawyers by their peers in the Martindale-Hubbell Law Directory. This is the 22nd consecutive year that Mr. Tepper has received this prestigious award.