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Mark Tepper Law Firm Issues Investor Alert on Stockbroker Commissions

Dec 9, 2021

Mark Tepper Law Firm Issues Investor Alert on Stockbroker Commissions

Ft. Lauderdale, Fl. Dec 9, 2021 –In an Investor Alert issued today on its website marktepper.com the Mark Tepper law firm asks investors: “Are you still paying your stockbroker commissions?”

Recently, brokerage firms have moved to commission free trading. In the case of discount brokers, like Schwab, Fidelity or Robinhood that means no commissions or costs for executing a trade. Larger brokerage firms have moved to fee-based trading where they solicit investors to manage their investments with a wrap fee that can range from.05 to 1.5%.

The Investor Alert cautions investors that commissions could be a red flag.

Attorney Mark A. Tepper, who is the former Chief Trial Counsel at the New York Attorney General’s Bureau of Investor Protection and Securities, said, “If you are still paying commissions for each transaction in your account that is a red flag that something is wrong. In cases where commissions are still being charged, often, the broker recommends too many transactions. If you have losses in your account and are paying commissions then you may have a claim against your brokerage firm. We offer a free evaluation of these claims.”

Did your broker recommend non-traded or illiquid REITS?

Brokerage firms that are struggling to make up for lost commissions often recommend alternative non-traded products that carry large commissions. These non-traded investments are illiquid and unsuitable for most investors. The non-traded products are often REITs (Real Estate Investment Trusts) that are highly leveraged and pay returns out of investor contribution rather than cash flow. If you have non-traded REITs in your account they may be unsuitable and you may have a claim against your brokerage firm.

For a free case evaluation email attorney Mark A. Tepper at askmark@marktepper.com or telephone 954-961-0096.

About Mark A. Tepper, P.A. (MarkTepper.com)                 

Attorney Mark A. Tepper has earned the reputation of “Investor Advocate” while practicing law for over 40 years representing individual investors. FINRA arbitrators have upheld stockbroker fraud claims filed by Mr. Tepper against many brokerage firms. A member of the Florida, New York and California Bars, Mr. Tepper is peer-reviewed for 20 consecutive years as AV PREEMINENT® for ethical standards and legal ability. It’s the highest rating of lawyers in the Martindale-Hubbell Law Directory.

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Contact with this website does not constitute creation of an attorney-client relationship. An attorney-client relationship will occur only after the client and the law firm, sign an Agreement, confirming the nature and scope of representation. Investors take action. If you are an investor whose investment or retirement funds have been lost due to stockbroker fraud, investment fraud, or other deceptive or misleading practices, you may have a case against your stockbroker or financial firm for investment fraud recovery.

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Securities fraud, also known as stock fraud and investment fraud, is a practice in violation of the securities laws that induces investors to make purchase or sale decisions on the basis of untrue or misleading information, which can result in losses. The choice of a lawyer is an important decision and should not be based solely upon advertisements. This website may contain attorney advertising and is a form of law firm advertising. Prior results do not guarantee a similar outcome. Each case is different and is judged on its own merits.

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Investors can also obtain more information about, and the disciplinary record of, any FINRA-registered Broker or Brokerage firm, using FINRA's Broker Check.
Broker Check is a free service for investors and can be found at www.finra.org/brokercheck.

A stockbroker fraud securities lawyer can help you take action in seeking recovery of your investment losses. The Mark A. Tepper securities law firm represents the interests of investors who have suffered stock losses as a result of fraudulent practices or stock broker fraud. Free consultation on stock fraud from Fort Lauderdale, Florida Securities Lawyer. located in Ft. Lauderdale, and serving investors in Florida including Aventura, Boca Raton, Delray Beach, Fort Lauderdale, Hallandale, Hollywood, Jacksonville, Key Biscayne, Miami, Naples, Orlando, Palm Beach, Parkland, Pembroke Pines, Pompano Beach, Tampa and Vero Beach.

LEGAL TIPS FOR INVESTORS FROM THE MARK A. TEPPER LAW FIRM

• If it sounds too good to be true, it probably is.
• Don’t sign a new account agreement unless you understand it.
• Hang up on cold callers, especially those calling with “the opportunity of a lifetime.”
• Ignore high pressure sales tactics such as “if you don’t act now.”
• Save all promotional materials, in the event of a dispute over how the investment was described.
• Get it in writing. Don’t rely on verbal representations which may be convenient for the broker to forget during a dispute.
• Do not blame yourself. Brokers have a duty to recommend only suitable investments.
• Generally, the higher the investment return, the greater the risk.

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