• Contact A National Investment Fraud Lawyer for A Free Consultation
  • (954) 704-2310
  • askmark@marktepper.com
Securities Fraud Lawyer - Investment Fraud Attorney Mark A. Tepper
  • Representing Investors
  • Attorney Profile
  • Law Firm
  • Client News
  • Investor Alert
    • Investor Education
  • Case Results
  • Free Case Review
Select Page

Mark A. Tepper Law Firm Investigating Alleged Claims against Brokers for recommending LJM Preservation and Growth Fund

Mar 12, 2018

 

Ft. Lauderdale, Fl. March 12, 2018 – On the heels of helping investors recover losses after brokers recommended unsuitable investments, the Mark A. Tepper law firm announced today that it is investigating alleged claims against brokerage firms for recommending the LJM Preservation and Growth Fund to customers. The fund has been sold in the following investment classes: Class A: (MUTF: LJMAX), Class C: (MUTF: LJMCX), Class I: (MUTF: LJMIX).

Investors who recovered losses in recent months after Brokers recommended BreitBurn, Linn Energy and/or LinnCo have praised the Mark Tepper Law firm for its work in representing claims for damages against Wells Fargo, Merrill Lynch and Raymond James. The individual claims were each upheld by FINRA arbitrators.

How Investors May Recover LJM Preservation and Growth Fund losses

Investors, whose brokers unsuitably recommended the LJM Preservation and Growth Fund, may be eligible to file claims for recovery against their broker.

Did your broker explain the risk of loss in the LJM Preservation and Growth Fund?

If the answer is “no” you may have a claim against your broker to recover losses you sustained.

For a free case evaluation from the law firm of Mark A. Tepper P.A., email attorney Mark A. Tepper at askmark@marktepper.com or telephone 954-961-0096.

About Mark A. Tepper, P.A. (www.MarkTepper.com)
Attorney Mark A. Tepper is the former Chief Trial Counsel at the New York Attorney General’s Bureau of Investor Protection and Securities. He has earned the reputation of “Investor Advocate” while practicing law for over 35 years representing individual investors. FINRA arbitrators have upheld stockbroker fraud claims filed by Mr. Tepper against many brokerage firms. A member of the Florida, New York and California Bars, Mr. Tepper is peer-reviewed for 17 consecutive years as AV PREEMINENT® for ethical standards and legal ability. It’s the highest rating of lawyers in the Martindale-Hubbell Law Directory.

MEDIA CONTACT:

Mark Hopkinson, NewsMark Public Relations

561-852-5767 mhopkinson@newsmarkpr.com

Archived Securities Fraud News

  • Mark Tepper Law Firm says brokers failed investors by recommending LJM Preservation and Growth Fund

    It's continuing investigations of alleged claims against brokerage firms for recommending the LJM Preservation and…

  • 2022 AV Preeminent Award goes to Attorney Mark Tepper

    Ft. Lauderdale, Fl. Jan 10, 2022 –Securities Fraud Attorney Mark A. Tepper has been honored…

Next news item → ← Previous news item

Have A Claim?
Get A Free Case Review.
Send an email to: 
askmark@marktepper.com
or complete the form below:

Contact with this website does not constitute creation of an attorney-client relationship. An attorney-client relationship will occur only after the client and the law firm, sign an Agreement, confirming the nature and scope of representation. Investors take action. If you are an investor whose investment or retirement funds have been lost due to stockbroker fraud, investment fraud, or other deceptive or misleading practices, you may have a case against your stockbroker or financial firm for investment fraud recovery.

Search Website

Securities fraud, also known as stock fraud and investment fraud, is a practice in violation of the securities laws that induces investors to make purchase or sale decisions on the basis of untrue or misleading information, which can result in losses. The choice of a lawyer is an important decision and should not be based solely upon advertisements. This website may contain attorney advertising and is a form of law firm advertising. Prior results do not guarantee a similar outcome. Each case is different and is judged on its own merits.

Securities Fraud Lawyer - Investment Fraud Attorney Mark A. Tepper

useful links

  • Convenient Location
  • Experience Matters
  • Investment Fraud Recovery
  • Investor Education
  • Peer Recognition
  • Securities Law
  • Training State Securities Regulators
  • Attorney Mark A. Tepper
  • Case Results
  • Client News
  • Contact Us
  • Representing Investors
  • Investor Alert
  • Legal Services
  • New York Times Articles Archive links
  • Investor Representation
  • Speaking Engagements
  • Testimonials
  • The Law Firm

Investors can also obtain more information about, and the disciplinary record of, any FINRA-registered Broker or Brokerage firm, using FINRA's Broker Check.
Broker Check is a free service for investors and can be found at www.finra.org/brokercheck.

A stockbroker fraud securities lawyer can help you take action in seeking recovery of your investment losses. The Mark A. Tepper securities law firm represents the interests of investors who have suffered stock losses as a result of fraudulent practices or stock broker fraud. Free consultation on stock fraud from Fort Lauderdale, Florida Securities Lawyer. located in Ft. Lauderdale, and serving investors in Florida including Aventura, Boca Raton, Delray Beach, Fort Lauderdale, Hallandale, Hollywood, Jacksonville, Key Biscayne, Miami, Naples, Orlando, Palm Beach, Parkland, Pembroke Pines, Pompano Beach, Tampa and Vero Beach.

LEGAL TIPS FOR INVESTORS FROM THE MARK A. TEPPER LAW FIRM

• If it sounds too good to be true, it probably is.
• Don’t sign a new account agreement unless you understand it.
• Hang up on cold callers, especially those calling with “the opportunity of a lifetime.”
• Ignore high pressure sales tactics such as “if you don’t act now.”
• Save all promotional materials, in the event of a dispute over how the investment was described.
• Get it in writing. Don’t rely on verbal representations which may be convenient for the broker to forget during a dispute.
• Do not blame yourself. Brokers have a duty to recommend only suitable investments.
• Generally, the higher the investment return, the greater the risk.

Copyright 2025 Mark A. Tepper, P.A. All Rights Reserved. Web Design, SEO, Marketing & Public Relations by NewsMark Public Relations, Inc.