Ft. Lauderdale, Fl. July 25, 2022 – Investor Alert: Following a $9 Million Regulatory Penalty Against National Securities Corporation (NSC), investors in GPB Capital Private Placements are encouraged to contact the Mark Tepper Law firm to learn about your rights to claim loss recovery. Did your broker recommend GPB investments such as GPB Waste, GPB Automotive Portfolio, GPB Holdings II, GWG-Issued L Bonds or other investments such as non-traded REITS without explaining the risks? If so, you have a right to file a FINRA Securities Claim.
“A $9 million regulatory penalty says it all”, said attorney Mark Tepper who is the former Chief Trial Counsel at the New York Attorney General’s Bureau of Investor Protection and Securities. “These were unsuitable, highly speculative, illiquid private placements.” Mr. Tepper is dedicated to fighting to recover financial losses that investors, especially retirees and the elderly, may have suffered.
Investigations of Financial Services Firms that Recommended L Bonds to Customers
Attorney Mark Tepper is also working together to investigate unsuitable investments, including sales of unsuitable L Bonds from GWG Holdings, Inc, (NASDAQ: GWGH) now (OTCMKTS: GWGHQ and GWGHQ:US).
L Bonds were sold at several firms, including but not limited to the following:
- Aegis Capital
- Arete Wealth Management
- Cabot Lodge Securities
- Centaurus Financial
- Center Street Securities
- Emerson Equity
- International Assets Advisory
- M Stevens Securities
- National Securities
- Newbridge Securities
- NI Advisors
- Western International Securities
For a free case evaluation, email attorney Mark A. Tepper at askmark@marktepper.com or telephone him at 954-961-0096.
About Mark A. Tepper, P.A.
Attorney Mark A. Tepper has earned the reputation of “Investor Advocate” while practicing law for over 40 years representing individual investors. FINRA arbitrators have upheld stockbroker fraud Claims filed by Mr. Tepper against many brokerage firms. A member of the Florida, New York and California Bars, Mr. Tepper is peer-reviewed for 21 consecutive years as AV PREEMINENT® for ethical standards and legal ability. It’s the highest rating of lawyers in the Martindale-Hubbell Law Directory.
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