CLIENT NEWS
FINRA Issues $1.3 Million Penalty to Advisor Group Over GPB Capital Holdings Private Placement Sales
FSC Securities, Royal Alliance, SagePoint Financial and Woodbury Financial — fined $1.3 million FINRA penalty related to sales of private placements issued by GPB Capital Holdings
Scams: If it seems too good to be true, then it probably is
As reported in the Daily Business Review by John Pacenti SPECIAL REPORT: SECURITIES FRAUD Boom or recession, the lures used by investment fraudsters to target their victims stay pretty much the same. "It's a lot of new wine in old bottles," said David Nelson, director...
Arbitration Claim Alleges Brokers Lost $100,000 in Worthless Investment
As reported in the Daily Business Review by Angela Thomas: Bernadette Waisome invested $100,000 of her late husband's $250,000 life insurance payout in a mortgage-backed security a year ago. In an arbitration claim, she claims her money evaporated in a high-risk...
Florida Investor Protection Act Not Being Enforced Survey Says
Fort Lauderdale, Fl. –Securities Fraud Attorney Mark Tepper said today that a six-year survey of arbitration awards is further evidence that the Florida Investor Protection Act is not being enforced, repeatedly preventing investors from obtaining fair compensation...
Attorney Mark Tepper Retains NewsMark Public Relations in Campaign for Greater Enforcement of Florida Investor Protection Act
Fort Lauderdale, Fl. – As a key contributor to the enforcement of investors’ statutory rights under provisions of the Florida Investor Protection Act, Securities Fraud Attorney Mark Tepper has retained NewsMark Public Relations, to underscore his campaign against...
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