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Canadian Couple Awarded All Investment Losses Plus Interest in Claim Filed Against Boca Raton-Based Global Trading Center
FORT LAUDERDALE, Fla. and ALBERTA, Canada - The law firm of Securities Fraud Attorney Mark A. Tepper announced today that a Canadian couple who alleged their broker excessively traded their account in a churn and burn scheme, have been awarded all investment losses...
Claim Awarded against Merrill Lynch on behalf of elderly investor in Fannie Mae Preferred Stock
FORT LAUDERDALE, FL. – The law firm of Securities Fraud Attorney Mark A. Tepper announced today that a Financial Industry Regulatory Authority (FINRA) arbitration panel has upheld a claim against Merrill Lynch (MER) for allegedly recommending an unsuitable, high risk...
Stock Broker who Allegedly Defrauded his own Sister Faces Claim for Punitive Damages
Fort Lauderdale, Fl., -- The sister of a Florida stock broker and his brother-in-law have filed claim against him, alleging that he and Tampa-based securities broker/dealer firm Calton & Associates, Inc., caused an almost total loss of their investments over a...
US arb claim challenges variable annuity’s ‘principal protection’
As reported in Structured Retail Products online Magazine By Lori Pizzani, North American news correspondent A Finra arbitration claim filed earlier this month by an elderly Florida couple will challenge a broker's repeated claim that the money invested...
Securities Fraud Attorney Mark Tepper Files Claim for Damages Against Smith Barney
Claim Alleges 'Free Lunch' Seminar on Variable Annuities Enticed Seniors Into Unsuitable Investment Ft. Lauderdale, Fl., March 4 -- The law firm of Securities Fraud Attorney Mark A. Tepper has filed claim against Smith Barney aka Citigroup Global Markets, Inc. (NYSE:...
One in five Bernard Madoff investors from Florida
As reported in The Miami Herald BY MICHAEL SALLAH, PATRICK DANNER, JOHN DORSCHNER AND INA PAIVA CORDLE The list of customers of swindling suspect Bernard Madoff includes prominent car dealer Norman Braman, Pasadena Homes builder Leonard Miller and hotelier Stephen...
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