CLIENT NEWS
Investors beware! Unsuitable Recommendations are not your fault
Brokers want to blame the customer for their own unsuitable recommendations.
Bank of America Broker Betrayed Trust – Retirees Claim
Attorney Mark A. Tepper files claim against Banc of America Investment Services Ft. Lauderdale, Fl., -- The law firm of Securities Fraud Attorney Mark A. Tepper has filed claim against Banc of America Investment Services, Inc., a brokerage firm operating in Florida...
Securities Fraud Attorney Mark Tepper Has Filed Claim Against UBS Financial Services
Ft. Lauderdale, Fl., -- Securities Fraud Attorney Mark Tepper has filed claim against UBS Financial Services on behalf of a widow who lost irreplaceable capital after placing settlement money from her husband's accidental death, under management of the financial...
Florida regulators never acted on troubling findings regarding banker Allen Stanford
As reported in The Miami Herald - Front Page: BY MICHAEL SALLAH AND ROB BARRY When Florida regulator Keith Jasper arrived at the opulent Miami trust offices of billionaire banker Allen Stanford in 2001, he expected to see records showing that money turned over to the...
‘Never’ Always Means ‘Never’ States Securities Fraud Attorney Mark Tepper in Claim for Damages Against AXA Advisors and Brinker Capital
Ft. Lauderdale, Fl., — Securities Fraud Attorney Mark Tepper has filed claim against AXA Advisors LLC., broker Howard Steven Wolkowitz and Brinker Capital Inc. on behalf of an elderly attorney who lost irreplaceable capital despite stating in his investment profile...
Canadian Couple Awarded All Investment Losses Plus Interest in Claim Filed Against Boca Raton-Based Global Trading Center
FORT LAUDERDALE, Fla. and ALBERTA, Canada - The law firm of Securities Fraud Attorney Mark A. Tepper announced today that a Canadian couple who alleged their broker excessively traded their account in a churn and burn scheme, have been awarded all investment losses...
Claim Awarded against Merrill Lynch on behalf of elderly investor in Fannie Mae Preferred Stock
FORT LAUDERDALE, FL. – The law firm of Securities Fraud Attorney Mark A. Tepper announced today that a Financial Industry Regulatory Authority (FINRA) arbitration panel has upheld a claim against Merrill Lynch (MER) for allegedly recommending an unsuitable, high risk...
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