CLIENT NEWS
Claim Alleges Substantial losses while Stock Broker on Vacation
Ft. Lauderdale, Florida. - A retiree struggling financially, living alone, and relying on social security to pay her living expenses after substantial losses in her accounts, has filed a claim against National Securities Corporation (NSC), one of the largest...
UBS Flying Blind on Elderly Investor’s Account – claim alleges
Ft. Lauderdale, Fl. -The law firm of Securities Fraud Attorney Mark A. Tepper has filed claim against UBS Financial Services (NYSE:UBS) on behalf of an elderly widow whose family investment assets were meant to provide her and two daughters with income. The claim...
Miami Dade Retiree wins Arbitration Award – Claimed Wachovia Cracked Nest Egg
Ft. Lauderdale, Florida. - A retired Dade County court clerk, whose nest egg was being managed by Wachovia, has been awarded by a FINRA arbitration panel, full recovery of the losses requested, plus interest, attorney fees, forum fees and costs. The arbitration Award...
Investors Opt out of Class Action to file individual Claims against Schwab YieldPlus
Ft. Lauderdale, Fl. –The Securities Law Firm of Mark A. Tepper, P.A. has filed individual claims against Charles Schwab (NASDAQ: SCHW), alleging the discount brokerage firm misrepresented that the Schwab YieldPlus Fund ("YieldPlus") was suitable as "a smart...
2003 Arbitration Award for Holocaust Survivors Earns Mark A. Tepper law firm Attorney Fees in 2010
Ft. Lauderdale, Fl. & New York, NY. – A complex series of legal arguments which began following a 2003 arbitration award to holocaust survivors, has resulted in the further award this month of attorney fees and costs to the law firm of securities fraud attorney...
Retired Court Clerk Sues Wachovia – Unsuitable Recommendations Cracked Nest Egg
Ft. Lauderdale, Fl., -- The law firm of Securities Fraud Attorney Mark A. Tepper has filed claim against Wachovia Securities, Inc., for allegedly disregarding that a retired Dade County court clerk needed her retirement lump sum payment to supplement her social...
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