CLIENT NEWS
Newbridge Securities Corporation Ordered to Repay Investors in an Alternative Mutual Fund
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Retiree Files Claim Against Wells Fargo After Suffering Losses Again
FT. LAUDERDALE, Fla., Feb. 22, 2011 -- A Florida retiree who gave her Wachovia broker a second chance "to do a better job" with her IRA investments has filed claim against Wells Fargo, formerly known as Wachovia Investments, Inc., after suffering losses, again. The...
More Investors file individual Claim against Schwab YieldPlus
Ft. Lauderdale, Fl. -The Securities Law Firm of Mark A. Tepper, P.A. has filed another individual claim against Charles Schwab (NASDAQ: SCHW), alleging the discount brokerage firm, "trained its registered representatives to sell YieldPlus, to Claimants and others, as...
Claim Alleges Substantial losses while Stock Broker on Vacation
Ft. Lauderdale, Florida. - A retiree struggling financially, living alone, and relying on social security to pay her living expenses after substantial losses in her accounts, has filed a claim against National Securities Corporation (NSC), one of the largest...
UBS Flying Blind on Elderly Investor’s Account – claim alleges
Ft. Lauderdale, Fl. -The law firm of Securities Fraud Attorney Mark A. Tepper has filed claim against UBS Financial Services (NYSE:UBS) on behalf of an elderly widow whose family investment assets were meant to provide her and two daughters with income. The claim...
Miami Dade Retiree wins Arbitration Award – Claimed Wachovia Cracked Nest Egg
Ft. Lauderdale, Florida. - A retired Dade County court clerk, whose nest egg was being managed by Wachovia, has been awarded by a FINRA arbitration panel, full recovery of the losses requested, plus interest, attorney fees, forum fees and costs. The arbitration Award...
Investors Opt out of Class Action to file individual Claims against Schwab YieldPlus
Ft. Lauderdale, Fl. –The Securities Law Firm of Mark A. Tepper, P.A. has filed individual claims against Charles Schwab (NASDAQ: SCHW), alleging the discount brokerage firm misrepresented that the Schwab YieldPlus Fund ("YieldPlus") was suitable as "a smart...
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