CLIENT NEWS
Newbridge Securities Corporation Ordered to Repay Investors in an Alternative Mutual Fund
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FINRA arbitrator rules against Charles Schwab
..as reported in The Associated Press By Rzl-avv-ajh | AP – Tue, Jul 5, 2011 FORT LAUDERDALE, Fla. - Charles Schwab has been ordered to pay compensatory damages and other costs to a Maryland couple who claimed the brokerage firm advised them to remain invested in a...
Schwab Ordered to Pay Back YieldPlus Investors
Ft. Lauderdale , Fl. - A FINRA Arbitrator has awarded compensatory damages, interest, attorney's fees and costs to a couple who filed an individual claim against Charles Schwab (NASDAQ: SCHW) following YieldPlus Fund investment losses. The Securities Law Firm of...
New York Families Claim Questar Broker Sold Ponzi Scheme as safe
New York, New York -The law firm of Securities Fraud Attorney Mark A. Tepper has filed more claims against Questar Capital for the activities of Edward Phillip Gelb, a broker in its Melville office who allegedly deceived three New York families to invest in JP...
Retiree Claims Broker Promised to Make Him a Millionaire “as long as you don’t bug me”
New York, NY. - The law firm of Securities Fraud Attorney Mark A. Tepper has filed claim against Mutual Service Corporation (MSC) and parent company LPL Financial for allegedly deceiving a Bronx retiree while "recommending and purchasing an interest in a fraudulent...
Twice-Bitten Retiree Takes Wells Fargo To Task
As reported in On Wall Street Magazine By Larry Barrett Before she received a sizeable divorce settlement in 2007, Peggy Boyles was a housewife for 25 years and had never opened any type of investment account on her own. The fact that this $843,272 represented her...
Retiree Files Claim Against Wells Fargo After Suffering Losses Again
FT. LAUDERDALE, Fla., Feb. 22, 2011 -- A Florida retiree who gave her Wachovia broker a second chance "to do a better job" with her IRA investments has filed claim against Wells Fargo, formerly known as Wachovia Investments, Inc., after suffering losses, again. The...
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