FINRA arbitrator rules against Charles Schwab

..as reported in The Associated Press By Rzl-avv-ajh | AP – Tue, Jul 5, 2011 FORT LAUDERDALE, Fla. - Charles Schwab has been ordered to pay compensatory damages and other costs to a Maryland couple who claimed the brokerage firm advised them to remain invested in a...

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Schwab Ordered to Pay Back YieldPlus Investors

Ft. Lauderdale , Fl.   - A FINRA Arbitrator has awarded compensatory damages, interest, attorney's fees and costs to a couple who filed an individual claim against Charles Schwab (NASDAQ: SCHW) following YieldPlus Fund investment losses. The Securities Law Firm of...

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Twice-Bitten Retiree Takes Wells Fargo To Task

Twice-Bitten Retiree Takes Wells Fargo To Task

As reported in On Wall Street Magazine By Larry Barrett Before she received a sizeable divorce settlement in 2007, Peggy Boyles was a housewife for 25 years and had never opened any type of investment account on her own. The fact that this $843,272 represented her...

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