CLIENT NEWS
Newbridge Securities Corporation Ordered to Repay Investors in an Alternative Mutual Fund
If you have a problem with Newbridge, let us help you.
Hallandale woman says she lost nest egg to bad investment advice – Claim highlights what consumers can do
As reported in the Sun Sentinel By Donna Gehrke-White. Robin Pittman of Hallandale Beach thought she was investing for a comfortable retirement. But the broker who promised her a ticket to her Golden Years instead gave her a setback she hasn't recovered from: He...
Según demanda, HSBC Miami vendió deuda tóxica a un inversionista
Ft. Lauderdale, Fl., -- Un inversionista hondureño presentó una demanda contra HSBC con el argumento de que una inversión descrita como bono perpetuo de "Washington Mutual" no era en absoluto un bono, sino un derivado de un crédito hipotecario, creado por Washington...
HSBC Miami sold Investor Toxic Debt – Claim Alleges
Ft. Lauderdale, Fl. – A Honduran investor has filed claim against HSBC alleging that an investment described as a "Washington Mutual" perpetual bond was not a bond at all, but a derivative mortgage backed security, created by Washington Mutual, to take toxic home...
Penny Stock Sinks Single Mom’s Savings
Ft. Lauderdale, Fl., -- Broker received FINRA suspension and fine for Similar Conduct - Claim alleges. A Florida mother whose irreplaceable savings eventually became worthless after they were allegedly invested by a Garden State Securities broker in a single penny...
Gaps Found in FINRA Reporting Requirements for B/Ds
As reported in Bank Investment Consultant By Dave Lindorff. When a broker defrauds investors, or is otherwise sanctioned by the Financial Industry Regulatory Authority, the decision becomes publicly available on FINRA's website through a program called "Broker Check."...
FINRA arbitrator rules against Charles Schwab
..as reported in The Associated Press By Rzl-avv-ajh | AP – Tue, Jul 5, 2011 FORT LAUDERDALE, Fla. - Charles Schwab has been ordered to pay compensatory damages and other costs to a Maryland couple who claimed the brokerage firm advised them to remain invested in a...
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