CLIENT NEWS
Did your Broker Recommend non-traded Stocks, Bonds, or REITs? You May Have a Claim for Recovery of Losses
Were you advised by your broker to invest in non-traded stocks, bonds, or REITs?
Retired Boca Raton Nurse sues Broker following losses in retirement savings – Alleges Broker’s unsuitable recommendation put her “in harm’s way”
The law firm of Securities Fraud Attorney Mark A. Tepper has filed claim against brokerage firm Southeast Investments, N.C. Inc., for allegedly placing a retired Boca Raton nurse, whose primary source of income was social security, in harm’s way.
Merrill Lynch buy recommendation on BreitBurn put retiree in harm’s way – claim for damages alleges
Merrill Lynch is facing a claim for damages from a retiree for recommending BreitBurn Energy Partners LP.
Securities Law Firm Mark A. Tepper P.A. Investigating Alleged Claims against Oppenheimer & Co. for recommending FAZ and other non-traditional ETFs to elderly customers
FINRA recently sanctioned Oppenheimer & Co. $2.9 Million for unsuitable sales of Non-Traditional ETFs and related supervisory failures.
Securities Arbitration Attorney Mark A. Tepper honored for excellence as one of country’s Top Lawyers
It’s the 15th successive year of the Prestigious Award to Mr. Tepper from Martindale-Hubbell® The award marks the pinnacle of professional excellence earned through a strenuous Peer Review Rating process that is managed and monitored by the world's most trusted legal...
Robbed without a gun: Tampa Bay is one of the nation’s hot spots for financial fraud
Attorney Mark Tepper was interviewed by the Tampa Bay Business Journal for its Cover Story on financial fraud: Robbed without a gun: Tampa Bay is one of the nation's hot spots for financial fraud New tools, tactics to fight financial fraud in one of the nation’s hot...
FSU Alum loses graduation savings – files claim against stockbroker
Ft. Lauderdale, Fl. – A Florida State University Alumnus who invested his graduation and birthday savings with Calton & Associates has filed claim for damages against the Tampa broker dealer. The claim alleges that the firm’s stockbroker falsified the young man’s...
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