Jan 23, 2018
A widow who filed claim against Wells Fargo [NYSE: WFC], has been awarded compensatory damages, interest, attorney’s fees, and filing fee reimbursement by a FINRA Arbitrator.
Feb 8, 2017
A Financial Industry Regulatory Authority (FINRA) arbitrator has upheld a claim for damages against Merrill Lynch, after the brokerage firm recommended BreitBurn Energy Partners LP. [OTCMKTS: BBEPQ]
Aug 29, 2016
The law firm of Securities Fraud Attorney Mark A. Tepper has filed claim against brokerage firm Southeast Investments, N.C. Inc., for allegedly placing a retired Boca Raton nurse, whose primary source of income was social security, in harm’s way.