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Arbitrator Awards Retiree Damages after Broker recommended Breitburn

Feb 8, 2017

A Financial Industry Regulatory Authority (FINRA) arbitrator has upheld a claim for damages against Merrill Lynch, after the brokerage firm recommended BreitBurn Energy Partners LP. [OTCMKTS: BBEPQ]

FSU Alum recovers graduation savings after filing claim against Tampa Broker Dealer

Sep 17, 2015

A Florida State University Alumnus who lost graduation and birthday savings he had invested with Calton & Associates, has recovered all his losses after filing a claim for damages against the Tampa broker dealer.

Retired Auto Mechanic Recovers All Investment Losses in Claim Filed Against AmTrust Investment Services

May 13, 2014

FORT LAUDERDALE, Fla., — Learn more about the claim that led to an Award for recovery of all investment losses by clicking the video player above. Then read the report below on how this retiree got all his money back plus interest. Investment Losses The law firm...

Florida Family Awarded Damages against Broker who Blamed Tsunami for Losses

Oct 28, 2013

Ft. Lauderdale, Fl. & New York, NY – A Florida family, whose broker from New Jersey based brokerage firm Buckman, Buckman & Reid, blamed the Tsunami for their stock investment losses, has been awarded damages by a FINRA arbitrator. Attorney Mark A. Tepper, the...

FINRA arbitrator rules against Charles Schwab

Jul 5, 2011

..as reported in The Associated Press By Rzl-avv-ajh | AP – Tue, Jul 5, 2011 FORT LAUDERDALE, Fla. – Charles Schwab has been ordered to pay compensatory damages and other costs to a Maryland couple who claimed the brokerage firm advised them to remain invested...

Schwab Ordered to Pay Back YieldPlus Investors

Jul 5, 2011

Ft. Lauderdale , Fl. – A FINRA Arbitrator has awarded compensatory damages, interest, attorney’s fees and costs to a couple who filed an individual claim against Charles Schwab (NASDAQ: SCHW) following YieldPlus Fund investment losses. The Securities Law...

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