Case Results

A Selection of our Case Results including FINRA Arbitration Awards

Seniors lose billions to financial fraud, and unfortunately, retirees are often the targets of investor fraud.
This archive of a selection of Arbitration Awards is as a result of claims for the recovery of losses suffered by investors, filed by Securities Fraud Attorney Mark A. Tepper. They include those decided by FINRA arbitrators.
These cases illustrate a wide cross section of the investment fraud issues that Mr. Tepper has successfully confronted in seeking financial recovery for clients.
The first step in the process of seeking recovery for clients of the law firm of Mark A. Tepper is a thorough assessment and calculation of the losses suffered by clients, as a result of stockbroker fraud. To obtain a fair recovery for its clients, based on these damage calculations, the law firm of Mark A. Tepper pursues all options, seeking recovery for its clients through arbitration, mediation, direct negotiation and if necessary through a Hearing to obtain a fair recovery.
Many cases not listed here are resolved through settlement. Broker/Dealers traditionally want a confidentiality provision in these settlement agreements.
Investors can also obtain more information about, and the disciplinary record of, any FINRA-registered Broker or Brokerage firm, using FINRA’s Broker Check.
Broker Check is a free service for investors and can be found at www.finra.org/brokercheck.

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